Merging Legal Expertise & Commercial Strategy

To Deliver Practical Solutions

Capital Markets

Nova Legal provides tailored advice and efficient transaction management services on a broad range of capital market transactions.

We work closely with our clients, including ASX Listed companies, unlisted public companies, private companies, corporate advisers, underwriters, private equity groups, high net worth investors, brokers and promoters.

Our Capital Markets services include:

  • Listed Companies:
    • Transaction management and coordination, including:
      • initial advice, proposals and structuring
      • due diligence and due diligence committee management
      • prospectus drafting and/or review
      • review of expert reports and liaison with experts and advisors
      • ASX listing application
    • Seed capital, pre-IPO offerings and recapitalisation of ASX shell companies
    • IPOs and backdoor listings/reverse takeovers on ASX
    • Dual listings on AIM and TSX
    • Secondary offerings – rights issues, accelerated rights issues, placements, share purchase plans, convertible notes and convertible loan agreements, employee incentive schemes
    • Capital management – share buy-backs, returns on capital, reductions of capital and demergers
    • Offer documentation – prospectuses, information memorandums, offer information statements, subscription agreements
  • Private Companies:
    • Structuring advice and proposals
    • Fundraising without a disclosure document
    • Placements and convertible notes
    • Information memorandums